Compliance Officer

A fast-paced growing company with multiple sites across the globe will be your working environment. This is a unique opportunity to get into the finance industry. Passion for working within a trading environment is vital! In addition, you have a relevant university degree and demonstrable interest in global financial markets.

Responsibilities:

• Review daily trade surveillance reports and escalation of any identified issues
• Submission of periodic reports and notifications to regulators
• Identify upcoming regulatory change and communicate impacts across the business
• Maintain company registers – Breaches & Incidents, Training, Staff Trading, Outside Interests
• Maintain authorised trader/signatory lists with various counterparties
• Assist with gathering information and responding to regulatory investigations
• Conduct periodic desk reviews to assess performance against regulatory requirements
• Draft, update and monitor compliance with company policies and procedures
• Compile compliance metrics and prepare reports for the management committee
• Coordination of compliance training across the business
• Attend industry meetings and workshops
• Assist with AML/CTF obligations

SKILLS AND REQUIREMENTS

Essential skills include:

• Degree qualified in Business, Finance, Legal or other relevant discipline.
• Australian permanent resident or citizen
• Minimum of 2 years’ experience in a financial services role
• Excellent oral and written communication skills
• Excellent attention to detail

Desirable skills include:

• Genuine interest in pursuing a career in compliance
• Self-starter with a can-do mentality and the ability to operate autonomously
• Desire to develop knowledge of financial markets regulation across global markets
• Previous experience in financial markets compliance will be highly regarded

What we offer you:

• a flat company structure with great potential for personal growth and development
• at least two $10,000 social bonuses per year, which you give to the causes closest to your heart
• a relaxed and supportive team-based environment
• many more perks: a weekend company trip, breakfast and catered lunches every day, generous annual leave and much more